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Wednesday, March 22, 2006

Prudential Broker Barred for Market Timing Scheme

Prudential Broker Barred for Market Timing Scheme

A federal judge barred for life a former Prudential Securities broker for failing to respond to an order instituting proceedings (OIP) issued by the SEC over fraud charges.

Full Story
http://registeredrep.com/news/pru-broker-barred/

posted by Victor Lloyd Smith @ 5:14 PM  

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